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Recent media releases, company statements, and earnings announcements

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LPL Financial Announces Second Quarter 2018 Results

July 26, 2018

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2018, reporting net income of $119 million, or $1.30 per share. This compares with $68 million, or $0.74 per share, in the second quarter of 2017 and $94 million, or $1.01 per share, in the prior quarter.

LPL Financial Announces Second Quarter 2018 Earnings Release Date and Conference Call

July 02, 2018

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announced it will report second quarter financial results after the market closes on July 26.

LPL Names Richard Steinmeier Managing Director, Head of Business Development

June 25, 2018

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Richard Steinmeier will join the firm as managing director and head of business development, effective mid-August.

LPL Financial Reports Monthly Activity for May 2018

June 21, 2018

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for May 2018.

LPL Financial Presenting at William Blair's 38th Annual Growth Stock Conference

June 06, 2018

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer Matt Audette is presenting at William Blair’s 38th Annual Growth Stock Conference, scheduled for 11 a.m. EST on Wednesday, June 13, at The Four Seasons, Chicago.

LPL Financial Announces Third Quarter 2016 Earnings Release Date and Conference Call

October 04, 2016

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its third quarter 2016 financial results after the market closes on Wednesday, Nov. 2. The Company will also hold a conference call to discuss results at 5 p.m. EST that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 82407567.

LPL Financial Announces Third Quarter 2016 Results

November 02, 2016

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its third quarter ended September 30, 2016, reporting net income of $52 million, or $0.58 per share. This compares with $41 million, or $0.43 per share, in the third quarter of 2015 and $48 million, or $0.53 per share, in the prior quarter.

LPL Financial Announces Third Quarter 2017 Earnings Release Date and Conference Call

October 02, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its third quarter 2017 financial results after the market closes on Thursday, Oct. 26.

LPL Financial Announces Third Quarter 2017 Results

October 26, 2017

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its third quarter ended September 30, 2017, reporting net income of $58 million, or $0.63 per share. This compares with $52 million, or $0.58 per share, in the third quarter of 2016 and $68 million, or $0.74 per share, in the prior quarter.

LPL Financial Earns First Advisor Online Tool Suite Certification for Investment Support Services

February 09, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that LPL Retirement Partners' online tool suite, when in use with LPL's own 12-point scoring methodology for investment analys...

LPL Financial Expands Upon the Resources Available to Advisors for Serving the High-Net-Worth Market

May 03, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), announced today at its annual Private Wealth Symposium that the firm is further expanding the resources it provides to advisors and institutions for supporting high-net-worth (HNW) clients. The new Private Client Curriculum Series offers educational content and practice management resources that build upon the LPL Private Client offering, which offers dedicated support and resources to help LPL advisors and institutions market to, win and retain HNW individuals and institutional clients.

LPL Financial Files Definitive Proxy Materials, Announces Nomination of William Glavin as New Independent Director

April 11, 2017

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that its 2017 annual meeting of stockholders will be held May 17 at noon ET at its offices located at 75 State St. in Boston. LPL has filed definitive proxy materials with the Securities and Exchange Commission related to the annual meeting.

LPL Financial Files Definitive Proxy Materials, Announces Nomination of New Independent Director

March 29, 2016

LPL Financial

LPL Financial Holdings Inc. ("LPL" or the "Company") (NASDAQ:LPLA) today announced that it has set the date of its 2016 Annual Meeting of Stockholders for May 10, 2016, at 12 p.m. ET at its offices located at 75 State St. in Boston. Stockholders of record, as of March 11, 2016, will be entitled to vote a...

LPL Financial Honored as a Corporate Game Changer by Women's Forum of New York

December 02, 2015

LPL Financial

LPL Financial Holdings Inc. (LPL), the parent corporation of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced that it was honored by the Women's Forum of New York for achieving at least 20 percent female board members...

LPL Financial Honored With Two Awards From the North Carolina Technology Association

November 19, 2015

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that the North Carolina Technology Association ...

LPL Financial Hosts 2015 Retirement Partners Annual Conference

November 05, 2015

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), is hosting its Retirement Partners Annual Conference from Nov. 5 to 8 in Scottsdale, Ariz. The invitation-only event gathers more than...

LPL Financial Hosts Annual Program Leadership Conference for Top Bank and Credit Union Program Executives

February 01, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today kicked off its 2016 Institution Services Program Leadership Conference (PLC), one of the largest events in the industry supporting...

LPL Financial Media Statement on Release of Department of Labor Fiduciary Rule

April 06, 2016

LPL Financial

Upon initial review of the Department of Labor fiduciary rule, LPL Financial is pleased by what appears to be positive changes implemented in the rule and appreciates the Department of Labor's willingness to listen to concerns about protecting choice for investors. In particular, we are encouraged by the increased time frame for implementation, the ability to easily enter into the Best Interest Contract with our existing clients, and the freedom to recommend any assets that are appropriate to help investors save for retirement.

LPL Financial Names Tracy Calder Deputy Chief Risk Officer

January 25, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that it has named Tracy Calder as managing director and deputy chief risk officer. Calder will be based in Charlotte and...

LPL Financial Opens Washington, D.C. Office to Further Support Its Industry Advocacy Efforts

June 07, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that the firm has established an office in Washington, D.C. for members of its Government Relations team who engage regularly with legislators, regulators and trade associations to advocate and address issues on behalf of the financial services industry, LPL advisors and retail investors.

LPL Financial Welcomes Discovery Financial

November 30, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Discovery Financial Centers Inc. (Discovery Financial), a firm formerly affiliated with National Planning Corporation (NPC) led by Doug Ritter, has joined LPL’s broker/dealer and corporate registered investment advisory (RIA) platforms.

LPL Financial Welcomes Firms In The Planners Network

December 07, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that an association of firms within The Planners Network (TPN), which was formerly affiliated with National Planning Corporation (NPC), have joined LPL.

LPL Financial Welcomes Northwest Bank to its Institution Services Platform

December 19, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Northwest Bank has joined LPL’s broker/dealer and corporate registered investment advisory (RIA) platforms. The bank reported, based on prior business*, that advisors served approximately $1.3 billion of client brokerage and advisory assets, as of Oct. 4, 2017.

LPL Financial Welcomes Paradigm Wealth Management to Its Broker-Dealer and Hybrid RIA Platform

May 03, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Paradigm Wealth Management, LLC, (Paradigm), an independent financial advisory firm, has joined LPL’s broker-dealer and hybrid registered investment advisory (RIA) platform.

LPL Financial Welcomes Top Firms from NPH

December 14, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced the names of select top National Planning Holdings, Inc. (NPH) firms—those from Investment Centers of America, Inc. and National Planning Corporation—that chose to join LPL. Each firm reported that, based on prior business*, it served more than $500 million of client brokerage and advisory assets.

LPL Financial Welcomes Zuk Financial Group

December 12, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Zuk Financial Group, a firm formerly associated with National Planning Corporation (NPC), has joined LPL’s broker/dealer and hybrid registered investment advisory (RIA) platforms. The firm reported, based on prior business*, that its advisors served approximately $1.6 billion of client brokerage and advisory assets, as of Oct. 31, 2017.

LPL Financial's Carolinas Campus Awarded LEED Gold Certification

May 30, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that the firm’s Carolinas campus has earned LEED® Gold certification for its innovation in sustainable design strategies.

Modest Tax Credit Increase Has Ability to Motivate Small Businesses to Offer Retirement Plans

July 18, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released a report that shows an overwhelming majority of small business owners would be likely to adopt or enhance employee retirement plan coverage if they were provided increased tax incentives.

Six LPL Financial Independent Advisors Ranked Among The Best in The Industry Nationwide

August 30, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that six independent advisors affiliated with LPL Financial were ranked among the Top 100 Independent Financial Advisors in America by Barron’s, a leading financial publication.

LPL Financial Elects Allison Mnookin as New Independent Director

June 04, 2018

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that Allison H. Mnookin has been elected to the company’s board of directors.

LPL Financial Announces Third Quarter 2015 Results and Updates Capital and Expense Management Plans

October 29, 2015

LPL Financial

LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), parent company of LPL Financial LLC ("LPL Financial"), today announced its quarterly financial and business results.

LPL Financial Announces Second Quarter 2017 Results

July 27, 2017

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its second quarter ended June 30, 2017, reporting net income of $68 million, or $0.74 per share. This compares with $48 million, or $0.53 per share, in the second quarter of 2016 and $48 million, or $0.52 per share, in the prior quarter.

LPL Financial Announces Second Quarter 2017 Earnings Release Date and Conference Call

June 29, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its second quarter 2017 financial results after the market closes on Thursday, July 27.

LPL Financial Announces Second Quarter 2016 Earnings Release Date and Conference Call

July 01, 2016

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its second quarter 2016 financial results after the market closes on Thursday, July 28. The Company will also hold a conference call to discuss results at 5 p.m. EST that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 39096189.

LPL Financial Announces The Purchase Of National Planning Holdings

August 15, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced it has acquired the independent broker-dealer network of National Planning Holdings, Inc. (“NPH”). The transaction is structured as an asset purchase with an initial purchase price of $325 million.

LPL Financial Announces Pricing Of Offering Of Senior Notes

March 03, 2017

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced the pricing of the offering of $500,000,000 aggregate principal amount of senior notes to be issued by its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”).

LPL Financial Announces Investor and Analyst Day

October 06, 2017

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced it will host an Investor and Analyst Day from 9 a.m. to 12 p.m. EDT on Wednesday, Nov. 8 at the Thomson Reuters Conference Center in New York City.

LPL Financial Announces Investor and Analyst Day

May 04, 2016

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced it will host an Investor and Analyst Day from 8 a.m. to 12:30 p.m. EST on Wednesday, May 25 at Nasdaq MarketSite in New York City. LPL Financial executives scheduled to present at the event include Mark Casady, chairman and chief executive officer; Dan Arnold, president; Matt Audette, chief financial officer; and others.

LPL Financial Announces Full-Year and Fourth Quarter 2015 Earnings Release Date and Conference Call

January 04, 2016

LPL Financial

LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), parent company of independent broker/dealer LPL Financial LLC ("LPL Financial"), today announced it will report its full-year and fourth quarter 2015 financial results after the market closes on Thursday, Feb. 11, 2016. The Company will also ho...

LPL Financial Announces Fourth Quarter and Full Year 2017 Results

February 01, 2018

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced results for its fourth quarter ended December 31, 2017, reporting net income of $64 million, or $0.69 per share. This compares with $42 million, or $0.46 per share, in the fourth quarter of 2016 and $58 million, or $0.63 per share, in the prior quarter.

LPL Financial Announces Fourth Quarter and Full Year 2017 Earnings Release Date and Conference Call

January 02, 2018

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its fourth quarter and full year 2017 financial results after the market closes on Thursday, Feb. 1.

LPL Financial Announces Fourth Quarter and Full Year 2016 Results

February 09, 2017

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its fourth quarter ended December 31, 2016, reporting net income of $42 million, or $0.46 per share. This compares with $27 million, or $0.28 per share, in the fourth quarter of 2015 and $52 million, or $0.58 per share, in the prior quarter.

LPL Financial Announces Fourth Quarter and Full Year 2015 Results

February 11, 2016

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its fourth quarter ended December 31, 2015, reporting net income of $27 million, or $0.28 per share. This compares with $41 million, or $0.43 per share, in...

LPL Financial Announces Fourth Quarter And Full Year 2016 Earnings Release Date And Conference Call

January 04, 2017

LPL Financial

LPL Financial today announced it will report its fourth quarter and full year 2016 financial results after the market closes on Thursday, Feb. 9.

LPL Financial Announces First Quarter 2017 Results

April 27, 2017

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2017, reporting net income of $48 million, or $0.52 per share. This compares with $50 million, or $0.56 per share, in the first quarter of 2016 and $42 million, or $0.46 per share, in the prior quarter.

LPL Financial Announces First Quarter 2017 Earnings Release Date and Conference Call

April 03, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), today announced it will report its first quarter 2017 financial results after the market closes on Thursday, April 27.

LPL Financial Announces First Quarter 2016 Results

April 28, 2016

LPL Financial

LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company") today announced results for its first quarter ended March 31, 2016, reporting net income of $50 million, or $0.56 per share. This compares with $27 million, or $0.28 per share, in the prior quarter and $51 million, or $0.52 per share, in the first quarter of 2015.

LPL Financial Announces First Quarter 2016 Earnings Release Date and Conference Call

April 05, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced it will report its first quarter 2016 financial results after the market closes on Thursday, April 28. The Company will also hold a conference call to discuss results at 5 p.m. EDT that day. The conference call can be accessed by dialing 877-677-9122 (domestic) or 708-290-1401 (international) and entering passcode 83848739.

LPL Financial Announces Early Completion of Accelerated Share Repurchase Plan

December 10, 2015

LPL Financial

LPL Financial Holdings Inc., parent of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, today announced early completion of its previously announced accelerated share repurchase plan ("ASR").

LPL Financial Announces Completion of Debt Transaction and Start of Accelerated Share Repurchase Program

November 24, 2015

LPL Financial

LPL Financial Holdings Inc. (NASDAQ:LPLA), parent of leading retail investment advisory firm and independent broker-dealer LPL Financial LLC, today announced that it has completed a debt transaction and entered into an accelerated share repurchase program. "I'm pleased to announce several steps we...

LPL Financial Announces Changes to Assist Advisors and Investors With Impending DOL Rule

March 16, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced a portion of its preparatory work for the impending Department of Labor (DOL) fiduciary rule. The planned changes are intende...

LPL Financial and Private Advisor Group Jointly Create College Internship Program

November 02, 2015

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that it has developed a college internship...

LPL Financial and Merit Financial Advisors Welcome Kirk Wilkerson and Andy Lubben

December 08, 2015

LPL Financial

LPL and Merit Financial Advisors (Merit), an independent advisor network on LPL's hybrid RIA platform, have welcomed the newly launched independent advisory firm, Consilium Associates.

LPL Financial And Its Advisors Rank First In Customer Loyalty In New Study By Cogent Reports

February 28, 2017

LPL Financial

LPL Financial is proud to announce that the firm and its advisors have been ranked No. 1 in net customer loyalty among 24 leading financial distributor firms, according to findings from Investor Brandscape®, a Cogent Reports™ study released by Market Strategies International.

LPL Financial and Independent Advisor Alliance Welcome Charlotte Wealth Advisors

June 21, 2016

LPL Financial

Newly Formed North Carolina Financial Advisory Firm Joins LPL Broker-Dealer Platform and LPL-Affiliated IAA for Fee-Based Services.

LPL Earns Spot Among CIO 100 For Second Year In A Row

August 01, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that the firm has been selected as an honoree for the 29th annual IDG’s CIO 100 Awards, honoring companies that exemplify the highest level of operational and strategic excellence in information technology (IT).

LPL Financial Announces Senior Secured Credit Facilities Repricing and Senior Unsecured Note Offering

September 07, 2017

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), intends to reprice its existing $500 million senior secured revolving credit facility and its approximately $1,700 million term loan B.

LPL Financial Announces Proposed Leverage-Neutral Debt Refinancing

February 24, 2017

LPL Financial

LPL Financial Holdings Inc. today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), plans to refinance its existing capital structure in a leverage-neutral transaction.

LPL Financial Announces Pricing of Senior Secured Credit Facilities

March 08, 2017

LPL Financial

LPL Holdings, Inc. ("LPL Holdings") has secured commitments to refinance its existing senior secured credit facilities with a new seven year Term Loan B in an aggregate principal amount of $1,700 million and a five year revolving credit facility in an aggregate principal amount of $500 million, which will be undrawn at closing.

LPL Financial Announces Pricing Of Add-On Senior Unsecured Note Offering

September 07, 2017

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced the pricing of its previously announced offering (the “Offering”) of $400 million aggregate principal amount of Senior Unsecured Notes (the “notes”) to be issued by its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”).

LPL Announces Leadership Transition

December 05, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Mark Casady will retire from his role as CEO effective January 3, 2017. As part of its succession plan, the LPL Board of Directors has appointed Dan Arnold, current LPL president, to be president and CEO effective upon Casady’s retirement.

LPL Financial Announces Completion of Senior Secured Debt Repricing

September 21, 2017

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has completed the previously announced repricing of its senior secured credit facilities under its existing credit agreement, reducing the spread on its Senior Secured Term Loan B to 225 basis points over LIBOR from a spread of 250 basis points over LIBOR and reducing the spread on its Revolving Credit Facility to a range of 125 basis points to 175 basis points over LIBOR from a spread of 150 basis points to 200 basis points over LIBOR, depending on the secured net leverage ratio of LPL Holdings and its restricted subsidiaries.

LPL Financial Announces Completion of Leverage-Neutral Debt Refinancing

March 10, 2017

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its wholly owned subsidiary, LPL Holdings, Inc. (“LPL Holdings”), has completed its previously announced leverage-neutral debt refinancing transactions.

LPL Financial Presenting at Bernstein's 34th Annual Strategic Decisions Conference

May 24, 2018

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Chief Financial Officer Matt Audette is presenting at Bernstein’s 34th Annual Strategic Decisions Conference, scheduled for 10 a.m. (ET) on Thursday, May 31, at The Grand Hyatt, New York City.

LPL Financial Reports Monthly Activity for April 2018

May 22, 2018

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for April 2018.

LPL Financial Announces First Quarter 2018 Results

May 03, 2018

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (the “Company”) today announced results for its first quarter ended March 31, 2018, reporting net income of $94 million, or $1.01 per share. This compares with $48 million, or $0.52 per share, in the first quarter of 2017 and $64 million, or $0.69 per share, in the prior quarter.

LPL Financial Announces First Quarter 2018 Earnings Release Date and Conference Call

April 02, 2018

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA) (collectively, the “Company”), announced it will report first quarter financial results after the market closes on May 3. The Company will host a conference call to discuss results at 5 p.m. EDT the same day. Listeners can call 877-677-9122 (domestic) or 708-290-1401 (international) and use passcode 9793629.

LPL Financial Files Definitive Proxy Materials

March 29, 2018

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) today announced that its 2018 annual meeting of stockholders will be held May 17 at noon ET at its offices located at 1055 LPL Way in Fort Mill, S.C. LPL has filed definitive proxy materials with the Securities and Exchange Commission related to the annual meeting.

LPL Financial Reports Monthly Activity for February 2018

March 22, 2018

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for February 2018.

LPL Financial to Present at Citi's 2018 Asset Managers, Broker Dealers, & Exchanges Conference

February 23, 2018

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Matt Audette, CFO, will present at Citi’s 2018 Asset Managers, Broker Dealers, & Exchanges Conference on Thursday, Mar. 1, 2018 at 11:10 a.m. (EDT) at The Lotte New York Palace, New York, NY.

LPL Financial Reports Monthly Activity for January 2018

February 20, 2018

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for January 2018.

LPL Financial to Present at Credit Suisse 19th Annual Financial Services Forum

February 08, 2018

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (“Company”), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, announced today that Matt Audette, CFO, will present at the Credit Suisse 19th Annual Financial Services Forum on Tuesday, Feb. 13, 2018 at 11:20 a.m. (EDT) at The Ritz-Carlton Key Biscayne, Miami, FL.

LPL Financial Reports Monthly Activity for November 2017

December 19, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for November 2017.

LPL Financial Welcomes Additional Top Firms and Advisors from NPH

December 18, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced the names of additional select top firms and advisors from National Planning Holdings, Inc. (NPH)—those from Investment Centers of America, Inc. and National Planning Corporation—that chose to join LPL. Each firm or advisor reported, based on prior business*, having served more than $100 million of client brokerage and advisory assets.

LPL Financial Announces Details and Fund Companies For Its Industry-First Mutual Fund Only Platform

July 13, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced details of its industry-first Mutual Fund Only (MFO) platform, which has been designed to improve the way advisors offer mutual funds in brokerage accounts with participating fund companies.

LPL Financial Reports Monthly Activity for October 2017

November 16, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for October 2017.

LPL Financial Reports Monthly Activity for August 2017

September 20, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for August 2017.

LPL Financial Reports Monthly Activity for July 2017

August 15, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for July 2017.

LPL Names Scott Seese Managing Director and Chief Information Officer

June 22, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced Scott Seese will join LPL as managing director and chief information officer (CIO), effective July 10.

LPL Financial Reports Monthly Activity For May 2017

June 20, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for May 2017.

LPL Names Michelle Oroschakoff Chief Legal and Risk Officer in Expansion of Current Role

June 01, 2017

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced Michelle Oroschakoff, current managing director and chief risk officer, will expand her responsibilities to include oversight of the firm’s legal and government relations functions as chief legal and risk officer, effective June 9.

LPL Financial Reports Monthly Activity For April 2017

May 18, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for April 2017.

LPL Financial Reports Monthly Activity For February 2017

March 16, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for February 2017.

LPL Financial Reports Monthly Activity for January 2017

February 16, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for January 2017.

LPL Financial Reports Monthly Activity for November 2016

December 15, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for November 2016.

LPL Financial Celebrates Grand Opening of New Sustainable Carolinas Campus

November 30, 2016

LPL Financial

LPL Financial today celebrated the opening of its new Carolinas campus in Fort Mill, S.C. with South Carolina Governor Nikki Haley in attendance.

LPL Financial Announces Second Quarter 2016 Results

July 28, 2016

LPL Financial

LPL Financial Holdings Inc. (NASDAQ: LPLA) (the "Company") today announced results for its second quarter ended June 30, 2016, reporting net income of $48 million, or $0.53 per share. This compares with $50 million, or $0.56 per share, in the prior quarter and $50 million, or $0.52 per share, in the second quarter of 2015.

LPL Financial Reports Monthly Activity For July 2016

August 18, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for July 2016.

LPL Financial Reports Monthly Activity For August 2016

September 13, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for August 2016.

LPL Financial Provides Update on Third Quarter 2016 Advisor Recruiting

November 17, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today provided an update on financial advisors who chose to affiliate with the firm in the third quarter of 2016.

LPL Financial Reports Monthly Activity for October 2016

November 17, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for October 2016.

LPL Financial Reports Monthly Activity for May 2016

June 16, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for May 2016.

LPL Financial Reports Monthly Activity For April 2016

May 19, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today released its monthly activity report for April 2016.

LPL Financial Provides Update On First Quarter 2016 Advisor Recruiting

May 16, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the first quarter of 2016.

LPL Financial Provides Update on Fourth Quarter 2015 Advisor Recruiting

February 16, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the fourth quarter of 2015. Select new advis...

LPL Financial to Present at the Goldman Sachs US Financial Services Conference 2015

December 02, 2015

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Mark Casady, chairman and chief executive officer, and Matthew Audette, chief financial officer, will present at the Goldman...

LPL Financial Reports Monthly Activity for February 2016

March 17, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today released its monthly activity report for February 2016. Total brokerage and advisory assets served at the end of February were $46...

LPL Financial Reports Monthly Activity for January 2016

February 18, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today released its monthly activity report for January 2016. Total brokerage and advisory assets served at the end of January were $459 b...

LPL Financial to Participate in Non-Deal Roadshows on March 14

March 01, 2016

LPL Financial

LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), parent company of leading retail investment advisory firm and independent broker/dealer LPL Financial LLC ("LPL Financial"), today announced that Mark Casady, chairman and chief executive officer, and Matt Audette, chief financial officer, will p...

LPL Financial To Leverage Blackrock Solutions' FutureAdvisor to offer Robo Solution to Advisors and Their Clients

April 13, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced it will use BlackRock Solutions’ (BRS) FutureAdvisor platform to support a digital advice platform for use by LPL’s financial advisors and institutions and their clients.

LPL Financial Welcomes Ellis Financial Group

July 13, 2018

LPL Financial

LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Ellis Financial Group joined LPL’s broker-dealer and corporate registered investment advisor (RIA) platforms.

LPL Financial Welcomes Mike Duffy and Happiness Wealth Management

July 09, 2018

LPL Financial

LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Mike Duffy and Happiness Wealth Management have joined LPL’s broker/dealer and hybrid registered investment advisor (RIA) platforms.

LPL Financial Welcomes Rockline Wealth Management

June 28, 2018

LPL Financial

LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Rockline Wealth Management has joined LPL’s broker/dealer and corporate registered investment advisor (RIA) platforms.

LPL Financial Welcomes Christopher Manci and Team

June 26, 2018

LPL Financial

LPL Financial LLC, a leading retail investment advisory firm and independent broker-dealer, today announced that Christopher Manci and his team of five associates joined LPL Financial.

LPL Financial and IHT Wealth Management Welcome Ric Kellogg

April 24, 2018

LPL Financial

LPL Financial, a leading retail investment advisory firm and independent broker-dealer, today announced that Ric Kellogg has joined LPL’s broker/dealer platform and aligned with IHT Wealth Management (IHT), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.

LPL Financial Welcomes Flood Financial Services

June 14, 2018

LPL Financial

LPL Financial, a leading retail investment advisory firm and independent broker-dealer, today announced that Flood Financial Services has joined LPL’s broker/dealer and registered investment advisor (RIA) platforms.

LPL Financial and 626 Financial Welcome Tom Anderton and Ryan Howard

April 26, 2018

LPL Financial

LPL Financial, a leading retail investment advisory firm and independent broker-dealer, today announced that Tom Anderton and Ryan Howard have joined LPL and aligned with 626 Financial, an independent firm on LPL’s broker-dealer and corporate advisory platforms.

LPL Financial Continues to Attract High-Producing Advisors

November 04, 2015

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the third quarter of 2015. Select new advisors, th...

LPL Financial Welcomes Capital Financial Planning to its Broker-Dealer and Hybrid RIA Platforms

November 08, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Albany, N.Y.-based Capital Financial Planning has joined LPL's broker/dealer and hybrid registered investment advisor (RIA) platforms.

LPL Financial Welcomes Curtis Green

February 22, 2017

LPL Financial

LPL Financial today announced that Curtis Green has joined LPL’s broker/dealer and registered investment advisor (RIA) platforms.

LPL Financial Welcomes First Interstate Bank To Its Institution Services Platform

January 17, 2017

LPL Financial

LPL Financial LLC today announced that First Interstate Wealth Management has joined its Institution Services platform.

LPL Financial Welcomes Integrated Financial Partners

November 29, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Integrated Financial Partners (IFP), an independent financial advisory firm with 135 financial advisors, has joined LPL Financial’s broker/dealer and hybrid registered investment advisor (RIA) custodial platforms.

LPL Financial and Independent Advisor Alliance Welcome Virginia-Based Advisors Kyle Arcand and Charlene Gregory

December 14, 2016

LPL Financial

LPL Financial today announced that Kyle Arcand and Charlene Gregory have joined LPL’s broker/dealer platform and have aligned with Independent Advisor Alliance (IAA), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.

LPL Financial Welcomes Lighthouse Wealth Advisors of Charleston

April 26, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced that South Carolina-based firm Lighthouse Wealth Advisors of Charleston has joined LPL’s broker/dealer and registered investment advisor (RIA) platforms.

LPL Financial Welcomes Napa Valley Wealth Management To Its Broker-Dealer And Hybrid RIA Platforms

December 12, 2016

LPL Financial

LPL Financial today announced that Napa Valley Wealth Management has joined LPL’s broker/dealer and hybrid registered investment advisory (RIA) platforms.

LPL Financial Welcomes Peoples Security Bank & Trust

January 13, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Peoples Security Bank & Trust (Peoples), a 25-branch bank and trust company based in Scranton, Pa., has joined LPL's Institution Services platform.

LPL Financial Welcomes Puplava Financial Services to Its Broker-Dealer and RIA Platforms

November 07, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Puplava Financial Services, Inc. has joined LPL’s broker/dealer and registered investment advisory (RIA) platforms.

LPL Financial Welcomes Running Wealth Management to its Broker-Dealer and Hybrid RIA Platforms

November 16, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today announced that Running Wealth Management Group has joined LPL Financial’s broker/dealer and hybrid registered investment advisor (RIA) custodial platforms.

LPL Financial Welcomes Long Island-Based Firm The Choice Group Wealth Management

May 09, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced The Choice Group Wealth Management has joined LPL’s broker/dealer and hybrid registered investment advisor (RIA) platforms.

National Association of Plan Advisors Honors LPL Financial Advisory Firm with Its Annual Leadership Award

June 02, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that StoneStreet Advisors Group, an LPL-supported independent advisory team in Pearl River, N.Y., was awarded the 2016 401(k) Advisor Leadership Award by the National Association of Plan Advisors (NAPA). The award recognizes a leading financial advisor or team for contributions that exemplify leadership, experience and expertise in the retirement plan industry. This year’s award focused specifically on innovation and accomplishments in workforce management.

National Association of Plan Advisors Names 15 LPL Financial Advisors as Upcoming Leaders in The Industry

March 22, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc (NASDAQ: LPLA), today announced that 15 LPL independent advisors were honored among the Top 50 Retirement Plan Advisors Under 40 named by the National Association of Plan Advisors (NAPA).

LPL Financial Provides Update On Second Quarter 2016 Advisor Recruiting

August 08, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC today provided an update on financial advisors who chose to affiliate with the firm in the second quarter of 2016.

Ten LPL Financial Advisors Ranked Among Forbes' Top Wealth Advisors List

August 04, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced that 10 LPL independent advisors were named to the 2016 ranking of America’s Top Wealth Advisors published by Forbes, a leading business magazine.

Three LPL Financial Advisors Recognized as Being Among the Top in the Nation

April 19, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that three independent LPL Financial advisors were ranked among the Top 100 Financial Advisors in America by Barron’s, a leading financial magazine.

Twenty-Six LPL Financial Advisors Ranked Among The Best In The Industry By Barron's

March 10, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that 26 LPL independent advisors were ranked among the Top 1,200 Financial Advisors in America by...

Two LPL Financial Advisory Teams Named Among Barron's Top Institutional Consultants

April 28, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that two LPL-supported advisory teams were ranked among the Top Institutional Consultants by Barron’s, a leading financial magazine. Sheridan Road Financial of Northbrook, Ill., was ranked No. 4, and Retirement Benefits Group of San Diego was ranked No. 5, on the list of 30 teams.

LPL Financial and Stratos Wealth Partners Welcome Brown Wealth Management Group

November 03, 2015

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Brown Wealth Management Group...

LPL Financial and Stratos Wealth Partners Welcome Barton Spector Wealth Strategies

August 29, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Barton Spector Wealth Strategies has joined LPL’s broker/dealer platform and aligned with Stratos Wealth Partners, an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.

LPL Financial and Private Advisor Group Welcome ITI Strategies, Inc.

February 11, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that ITI Strategies, Inc. (ITI), an independent financial advisory firm, has joined LPL's broker-dealer platform. ITI pr...

LPL Financial and Integrated Financial Group Welcome Strong Gaddy Lee Wealth Management

July 20, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Strong Gaddy Lee Wealth Management has joined LPL’s broker/dealer platform and aligned with Integrated Financial Group (IFG), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.

LPL Financial and Independent Advisor Alliance Welcome CFG

May 22, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced that Pennsylvania-based firm CFG has joined LPL’s broker/dealer platform and aligned with Independent Advisor Alliance (IAA), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.

LPL Financial and IHT Wealth Management Welcome Advisor Team of Jeff Kocis, John Kinsella and Richard Rohlfing

January 26, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Jeff Kocis, John Kinsella and Richard Rohlfing have joined IHT Wealth Management (IHT), an independent financial ad...

LPL Financial and Independent Advisor Alliance Welcome Socratic Wealth Advisors

June 15, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Socratic Wealth Advisors has joined LPL’s broker/dealer platform and aligned with Independent Advisor Alliance (IAA), an independent advisory firm on LPL’s hybrid registered investment advisor (RIA) platform.

LPL Financial Advisors Represent Nearly a Quarter of Those Named Among The Top 100 Retirement Plan Advisors By Industry Publication

March 28, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that 23 LPL advisors and advisor teams were honored among the Top 100 Retirement Plan Advisor...

Four LPL Financial Bank and Credit Union Program Managers Recognized Among Top in the Industry

May 13, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that four LPL-supported program managers have been included in the 2016 Top 20 Program Managers list published by Bank Investment Consultant (BIC), a leading information source for bank and credit union financial advisors, program managers and executives. In addition to the Top 20 list, BIC published an honorable mention roster, ranking from 21 to 40, which included 6 LPL-supported program managers.

Four LPL Financial Advisors Named Among InvestmentNews' 40 Under 40

July 06, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that four LPL Financial advisors were included in the annual 40 Under 40 published by InvestmentNews. The award honors professionals under the age of 40 from across the financial advice industry for their success and contribution to the industry at large.

Five LPL Financial Advisors Named to Barron's List of Top 100 Women Financial Advisors

June 07, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that five LPL advisors were ranked among the Top 100 Women Financial Advisors by Barron’s, a leading financial magazine.

Eight LPL Financial Bank Advisors Recognized As Among The Best In Their Field Nationwide

December 07, 2015

LPL Financial

Eight LPL-affiliated advisors have been recognized among the 2015 Top 50 Bank Advisors ranking published by Bank Investment Consultant (BIC), a leading information source for bank and credit union financial advisors.

Cortland Banks Aligns With Ellsworth Private Wealth Management to Support Its New Wealth Management Program on LPL's Advisory Platform

April 06, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that Cortland Private Wealth Management, the newly launched wealth management program of Cortland Savings and Banking Company (Cortland Banks), has joined with Ellsworth Private Wealth Management (Ellsworth) to expand the bank's wealth management services and support its growth strategy. Ellsworth advisors are on LPL's broker/dealer platform and are supported by Stratos Wealth Partners, an independent advisor network on LPL's hybrid RIA platform.

LPL Financial Provides Update on Third Quarter 2017 Advisor Recruiting

November 10, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the third quarter of 2017.

LPL Financial Welcomes Black Box Pension Advocates

June 13, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Cleveland-based firm Black Box Pension Advocates has joined LPL’s broker/dealer platform and aligned with Global Retirement Partners (GRP), a retirement plan firm on LPL’s hybrid RIA platform.

LPL Financial Provides Update on Second Quarter 2017 Advisor Recruiting

July 31, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today provided an update on financial advisors who chose to affiliate with the firm in the second quarter of 2017.

LPL Financial Provides Update on First Quarter 2017 Advisor Recruiting

May 11, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial today provided an update on financial advisors who chose to affiliate with the firm in the first quarter of 2017.

LPL Financial Welcomes Back Megent Financial to Its Broker-Dealer Platform

May 17, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that Megent Financial (Megent), an independent financial advisory firm, has rejoined LPL’s broker-dealer platform. The firm was originally on LPL’s broker-dealer platform from 2001 to 2012. Megent provides commission- and fee-based investment services to union-sponsored retirement plan participants.

LPL Financial Welcomes Bell Bank To Its Institution Services Platform

March 16, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial today announced that Bell Bank Wealth Management has joined its Institution Services platform.

LPL Financial Provides Update On Fourth Quarter 2016 Advisor Recruiting

March 01, 2017

LPL Financial

LPL Financial today provided an update on financial advisors who chose to affiliate with the firm in the fourth quarter of 2016.

LPL Financial Welcomes Advisory Firm of Hoyt, Lewis & Associates

January 28, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced that it has welcomed Hoyt, Lewis & Associates, LLC, a Spokane, Wash.-based financial advisory firm, to its broker-dealer...

LPL Financial Research Published Investment Midyear Outlook 2018

July 11, 2018

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced its research publication, “Midyear Outlook 2018: The Plot Thickens,” is available for download.

LPL Research Publishes Investment Midyear Outlook 2017

June 15, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced its research publication, “Midyear Outlook 2017: A Shift In Market Control,” is available for download.

LPL Financial Research Publishes Investment Outlook 2017

December 22, 2016

LPL Financial

LPL Financial today announced that its research publication “Outlook 2017: Gauging Market Milestones” is now available for download.

LPL Research Publishes Investment Outlook 2018

November 27, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), announced today its research publication, “Outlook 2018: Return of the Business Cycle,” is available for download. “Outlook 2018” contains investment insights and market guidance for full-year 2018 from LPL Financial’s Research department (“LPL Research”).

LPL Financial Names John Lynch Executive Vice President and Chief Investment Strategist

October 18, 2017

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), has announced John Lynch joined LPL as executive vice president and chief investment strategist.

LPL Financial Research Publishes Midyear Investment Outlook 2016

July 13, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), today announced that its research publication, Midyear Outlook 2016: A Vote of Confidence, is now available for download. Published by LPL Financial’s Research department (“LPL Research”), the publication contains investment insights and market guidance for investors in the second half of 2016.

LPL Financial Research Releases 2016 U.S. Retirement Environment Index

March 30, 2016

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today made available its 2016 Retirement Environment Index, which is a holistic ranking of all 50 states and the District of Columbia on their r...

LPL Financial Research Publishes Investment Outlook 2016

December 01, 2015

LPL Financial

Leading retail investment advisory firm and independent broker/dealer LPL Financial LLC, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ:LPLA), today announced the release of its investment publication, Outlook 2016: Embrace the Routine. This biannual publication by LPL Financial's Resear...